Items made of or containing ivory
- Document symbol
- G/LIC/N/3/GBR/3
- Original language
- English
- Published on
- 07/12/2023
Outline of Systems
Q1. Give a brief description of each licensing system as a whole and, with respect to each, reply to the following questions as relevant, placing all of the material with respect to a given system in sequence together, and using cross references as appropriate when elements which have already been described are also present in another system.
The Ivory Act (2018) applies to the import to the UK and export from the UK of items made of or containing elephant ivory which are intended to be dealt. Under the Ivory Act "dealing in ivory" means to:
- buy, sell or hire it;
- offer or arrange to buy, sell or hire it;
- keep it for sale or hire;
- export it from the UK for sale or hire;
- import it into the UK for sale or hire.
The Ivory Act (2018) is regulated by the Animal and Plant Health Agency (APHA) on behalf of the Secretary of State for the Department of Environment, Food and Rural Affairs (Defra).
Purposes and Coverage of Licensing
Q2. Identify each licensing system maintained and state what products, appropriately grouped, are covered.
Please see G/LIC/N/2/GBR/15 for the list of products.
(i) The Ivory Act (2018) prohibits the import and export of items made of or containing elephant ivory for the purposes of dealing those items, unless they fall within one of five exemptions.
There are four standard exemptions which require registration under Section 10 of the Act (Section 10):
- musical instruments made before 1975 with less than 20% ivory by volume.
- items made before 3 March 1947 with less than 10% ivory by volume.
- portrait miniatures made before 1918 with a surface area smaller than 320 square centimetres.
- items that a qualifying museum intends to buy or hire.
There is a separate exemption for which a certificate is required under Section 2 of the Act (Section 2) for items that are pre-1918 and of outstandingly high artistic, cultural or historical value.
(ii) The Ivory Act (2018) does not affect the ownership of ivory and the import to the UK or export from the UK of ivory items for personal use.
Q3. The system applies to goods originating in and coming from which countries?
The registration and certification requirement applies to all traders and individuals dealing in ivory items in the UK, including importing to or exporting from the UK for the purposes of dealing.
Q4. Is the licensing intended to restrict the quantity or value of imports, and if not, what are its purposes? Have alternative methods of accomplishing the purposes been considered and if so which? Why have they not been adopted?
The purpose of the Act is to help conserve elephant populations, specifically by reducing poaching, through significantly limiting the legal market for ivory items in the UK. This is intended to reduce demand for ivory both within the UK and overseas through the application of the sales ban to reexports of ivory items from the UK. The Act also aims to remove the opportunity to launder recently poached ivory as old ivory items through legal markets, and for it to be re-exported to "demand" markets, i.e., those markets where ivory continues to be a desirable commodity. Such markets are also the primary destinations for newly poached and illegally sourced ivory. This is intended to prevent products from the UK contributing, including inadvertently, to markets which create a demand for ivory, driving poaching and the illegal trade in ivory. Finally, the ivory ban will demonstrate the UK does not consider commercial activities in any ivory that could fuel poaching to be acceptable and it sends a message that similar actions should be taken globally.
Q5. Cite the law, regulation and/or administrative order under which the licensing is maintained. Is the licensing statutorily required? Does the legislation leave designation of products to be subjected to licensing to administrative discretion? Is it possible for the government (or the executive branch) to abolish the system without legislative approval?
The Act received Royal Assent on 20 December 2018. It is a statutory requirement for a person to obtain the relevant exemption registration or certification before they deal in an item made of or containing elephant ivory. It is an offence to breach the prohibition, to cause the prohibition to be breached, or to facilitate a breach of the prohibition. A person who commits an offence under the Act may face a civil sanction or criminal prosecution. The only method of removing the requirement would be for Parliament to repeal the Act.
The Ivory Act 2018 (Commencement No. 2 and Transitional Provision) Regulations 2022: https://www.legislation.gov.uk/ukpga/2018/30/contents/enacted.
There are two additional Statutory Instruments that accompany the Ivory Act:
https://www.legislation.gov.uk/uksi/2022/94/contents/made; and https://www.legislation.gov.uk/uksi/2022/311/contents/made.
The Act applies globally to all imports to the UK of ivory items that are intended to be dealt.
Procedures
Q6. For products under restriction as to the quantity or value of imports (whether applicable globally or to a limited number of countries or whether established bilaterally or unilaterally):
Q6.I. Is information published, and where, concerning allocation of quotas and formalities of filing applications for licences? If not, how is it brought to the attention of possible importers? Of governments and export promotion bodies of exporting countries and their trade representatives? Is the overall amount published? The amount allocated to goods from each country? The maximum amount allocated to each importer? How to request any exceptions or derogations from the licensing requirement?
Q6.II. How is the size of the quotas determined: on a yearly, six-monthly or quarterly basis? Are there cases where the size of quota is determined on a yearly basis but licences are issued for imports on a six-monthly or quarterly basis? In the latter case, is it necessary for importers to apply for fresh licence on a six-monthly or quarterly basis?
Q6.III. Are licences allotted for certain goods partly or only to domestic producers of like goods? What steps are taken to ensure that licences allocated are actually used for imports? Are unused allocations added to quotas for a succeeding period? Are the names of importers to whom licences have been allocated made known to governments and export promotion bodies of exporting countries upon request? If not, for what reason? (Indicate products to which replies relate.)
Q6.IV. From the time of announcing the opening of quotas, as indicated in I above, what is the period of time allowed for the submission of applications for licences?
Q6.V. What are the minimum and maximum lengths of time for processing applications?
Q6.VI. How much time remains, at a minimum, between the granting of licences and the date of opening of the period of importation?
Q6.VII. Is consideration of licence applications effected by a single administrative organ? Or must the application be passed on to other organs for visa, note or approval? If so, which? Does the importer have to approach more than one administrative organ?
Q6.VIII. If the demand for licences cannot be fully satisfied, on what basis is the allocation to applicants made? First come, first served? Past performance? Is there a maximum amount to be allocated per applicant and, if so, on what basis is it determined? What provision is made for new importers? Are applications examined simultaneously or on receipt?
Q6.IX. In the case of bilateral quotas or export restraint arrangements where export permits are issued by exporting countries, are import licences also required? If so, are licences issued automatically?
Q6.X. In cases where imports are allowed on the basis of export permits only, how is the importing country informed of the effect given by the exporting countries to the understanding between the two countries?
Q6.XI. Are there products for which licences are issued on condition that goods should be exported and not sold in the domestic market?
Q7. Where there is no quantitative limit on importation of a product or on imports from a particular country:
Q7.a. How far in advance of importation must application for a licence be made? Can licences be obtained within a shorter time-limit or for goods arriving at the port without a licence (for example, owing to inadvertency)?
Before an ivory item can be dealt (as defined in 1 above) the person must either have a valid registration number for the item or an exemption certificate. Items that are checked at the border and that do not have either of these will be seized. The registration documentation or exemption certificate are not required to be transported with the item. However, the registration number or exemption certificate reference may be required for CITES paperwork and customs forms. Customs officers can check whether items have the required exemption by contacting APHA.
Q7.b. Can a licence be granted immediately on request?
(i) Registrations under a standard exemption (Section 10) are instantaneous. The applicant applies online and makes a self-declaration that the item is compliant. After making their declaration they are issued (emailed) immediately with the registration number.
(ii) Applying for an exemption certificate to import a pre-1918 outstandingly high artistic, cultural or historical value item (Section 2) can take around 35 working days. This is because the item must be considered by a Prescribed Institution who will provide an opinion as to whether the item meets the criteria for the exemption. APHA will then decide whether or not to issue an exemption certificate.
Q7.c. Are there any limitations as to the period of the year during which application for licence and/or importation may be made? If so, explain.
Applications for a registration or exemption certificate can be made at any time.
Q7.d. Is consideration of licence applications effected by a single administrative organ? Or must the application be passed on to other organs for visa, note or approval? If so, which? Does the importer have to approach more than one administrative organ?
Animal and Plant Health Agency (APHA).
Q8. Under what circumstances may an application for a licence be refused other than failure to meet the ordinary criteria? Are the reasons for any refusal given to the applicant? Have applicants a right of appeal in the event of refusal to issue a licence and, if so, to what bodies and under what procedures?
Registrations that are checked and found to be non-compliant are cancelled by APHA and the item cannot be dealt.
For Section 2 items, the reasons for a refusal to issue an exemption certificate are given to the applicant. Applicants have the right to appeal the decision to the First-tier Tribunal under The Tribunal Procedure (First-tier Tribunal) (General Regulatory Chamber) Rules (2009) (SI2009/1976).
Eligibility of Importers to Apply for Licence
Q9. Are all persons, firms and institutions eligible to apply for licences: (If not, is there a system of registration of persons or firms permitted to engage in importation? What persons or firms are eligible? Is there a registration fee? Is there a published list of authorized importers?) a) under restrictive licensing systems? b) under non-restrictive systems?
Registrations that are checked and found to be non-compliant are cancelled by APHA and the item cannot be dealt.
For Section 2 items, the reasons for a refusal to issue an exemption certificate are given to the applicant. Applicants have the right to appeal the decision to the First-tier Tribunal under The Tribunal Procedure (First-tier Tribunal) (General Regulatory Chamber) Rules (2009) (SI2009/1976).
Documentational and Other Requirements for Application for Licence
Q10. What information is required in applications? Submit a sample form. What documents is the importer required to supply with the application?
(i) For registrations under Section 10, the applicant must:
- Add up to six photos of the item. They must include a photo of the whole item and any distinguishing features, including where the ivory is.
- Describe the item and how it meets the exemption criteria.
- Provide contact details.
- Declare that the item in their opinion meets the relevant exemption criteria.
- Pay an administration fee of £20.
(ii) When applying for an exemption certificate under Section 2, the applicant must:
- Explain their reasons why the item meets the exemption criteria.
- Include supporting documents that show an item’s artistic, cultural or historic value.
- Provide clear photographs of the item that shows any distinguishing features.
- Provide contact details.
- Pay an administration fee of £250.
Registrations/applications for exemption certificates are typically carried out using an online service. However, for accessibility purposes there are paper forms (attached) for registrations under Section 10 and applications under Section 2.
Q11. What documents are required upon actual importation?
Before ivory items can be legally dealt a valid registration number or exemption certificate must have been issued for the item. The registration documentation or exemption certificate are not required to be transported with the item. However, the registration number or exemption certificate reference may be required for CITES paperwork and customs forms.
Q12. Is there any licensing fee or administrative charge? If so, what is the amount of the fee or charge?
£20 to register an individual item under Section 10. £50 for a group registration under Section 10. This is for groups of 3 to 20 items that each individually meet the same exemption and form part of the same transaction (being sold or hired out to the same person). £250 to apply for an exemption certificate under Section 2.
No, the payment is made at the time of the application. It is non-refundable.
Q13. Is there any deposit or advance payment requirement associated with the issue of licences? If so, state the amount or rate, whether it is refundable, the period of retention and the purpose of the requirement.
Each time an item registered under Section 10 is sold or hired out, the owner or applicant will need to make a new registration and pay the registration fee. Items registered under Section 10 are exempt for one transaction. If the new owner wishes to deal the item, they must make a new application to register that item.
Conditions of Licensing
Q14. What is the period of validity of a licence? Can the validity of a licence be extended? How?
Exemption certificates under Section 2 exist in perpetuity provided that the item continues to meet the condition of the exemption.
Q15. Is there any penalty for the non-utilization of a licence or a portion of a licence?
There is no penalty for non-utilisation of a registration or exemption certificate.
Q16. Are licences transferable between importers? If so, are any limitations or conditions attached to such transfer?
(i) For items registered under Section 10, the registration does not transfer from one owner to the next.
(ii) An exemption certificate is issued for an item and is transferred to a new owner each time the item is dealt. The new owner must notify APHA of their contact details if their intention is to deal in the item. The new owner must:
- provide their contact details (including email address, if any);
- if the applicant is not the owner, the applicant must provide the name and address of the owner;
- confirm whether the item is going to be sold or hired (where this is known);
- declare that the exemption certificate relates to the item that is going to be sold or hired.
- declare that the information on the exemption certificate remains accurate and complete.
- declare that the item continues to satisfy the conditions of being of outstandingly high artistic, cultural or historical value;
- pay a £20 administration fee.
Q17. Are any other conditions attached to the issue of a licence? a) for products subject to quantitative restriction? b) for products not subject to quantitative restriction?
Other Procedural Requirements
Q18. Are there any other administrative procedures, apart from import licensing and similar administrative procedures, required prior to importation?
Under the Ivory Act 2018 there are no other administrative/procedural requirements prior to importation*.*
Q19. Is foreign exchange automatically provided by the banking authorities for goods to be imported? Is a licence required as a condition to obtaining foreign exchange? Is foreign exchange always available to cover licences issued? What formalities must be fulfilled for obtaining the foreign exchange?
No foreign exchange control.